The New Austrian Tunneling Method (NATM) emphasizes controlling deformation during tunnel construction to ensure stability. In soft ground conditions, specialized techniques such as Elephant’s foot, micro-piles, and temporary or permanent invert closures are employed during the excavation of the tunnel’s top heading to control deformation and provide support, preventing excessive settlement and inward squeezing of tunnel walls.
Elephant’s foot refers to a widened base in the support system that distributes loads effectively, while micro-piles are small, high-strength steel reinforcements drilled into the ground. Temporary and permanent invert closures at the tunnel bottom resist inward ground pressures, crucial for maintaining stability during excavation phases.
Although these techniques improve safety and effectiveness, they bring challenges including higher costs, longer project timelines, and technical complexity requiring specialized expertise. The thesis aims to evaluate the actual need for these supports in soft ground tunneling using empirical, analytical, and numerical methods.
The project includes a detailed tunnel cross-section design accommodating walkways, driving lanes, and ventilation, considering geological conditions such as unconsolidated to well-consolidated pebbly-boulder conglomerates and friable mudstone/claystone layers. Due to the complexity of bimrocks and bimsoils (rock-soil mixtures), standard rock mass classification methods are inadequate, and empirical relations are used to estimate strength parameters critical for design.
Three methods to determine support requirements are discussed:
Empirical: Based on past project data and classification systems.
Analytical: Theoretical stress and load calculations.
Numerical: Advanced computer simulations for detailed ground behavior.
Combining these methods yields a reliable design for tunnel supports.
Empirical methods, notably Hoek’s guidelines, address challenges like squeezing ground conditions by recommending support strategies tailored to strain levels and tunnel size, reflecting regional tunneling practices developed in Europe.
Conclusion
The necessity and functionality of the elephant foot, temporary invert, and permanent invert in engineering practices depend significantly on the depth of ground cover and the associated geological conditions.
The choice of method depends on several factors such as the complexity of the ground conditions, the availability of data, and the resources available for the project. Often, a combination of these methods is used to achieve a reliable and robust design.
Empirical Method Suitable for preliminary design and in cases where quick decisions are needed. Analytical Method Useful for straightforward conditions and where detailed theoretical understanding is beneficial. Numerical Method Ideal for complex ground conditions and when detailed, accurate predictions are necessary.
By combining these methods, engineers can develop a comprehensive understanding of the support requirements for a tunnel, ensuring safety and stability throughout the construction and operational phases.
References
[1] \"Tunnelling and Tunnel Mechanics: A Rational Approach to Tunnelling\" Dimitrios Kolymbas – Covers the principles of NATM, rock mechanics, and deformation control strategies.
[2] \"NATM – The Austrian Practice of Conventional Tunnel Construction\" Austria Society for Geomechanics (ÖGG) – A comprehensive guide on NATM philosophy and its practical implementation.
[3] \"Handbook of Tunnel Engineering Vol. I & II\" Bernhard Maidl, Markus Thewes, Ulrich Maidl – Discusses tunneling methodologies, including NATM and its application in different ground conditions.
[4] \"Geotechnical Aspects of Underground Construction in Soft Ground\" Charles W. W. Ng, Harry Pan – Explores ground behavior, deformation control, and monitoring techniques in tunnel construction.
[5] “NATM – The Austrian Practice of Conventional Tunneling\"Author: Austrian Society for Geomechanics (ÖGG)
Research Papers and Guidelines
[6] Austrian Guidelines for NATM (ÖGG) Official guidelines published by the Austrian Society for Geomechanics for NATM application.
[7] Kalender, A.; Sonmez, H.; Medley, E.; Tunusluoglu, C.; Kasapoglu, K.E. An approach to predicting the overall strengths of unwelded bimrocks and bimsoils. Eng. Geol. 2014, 183, 65–79. [CrossRef]
[8] Medley, E.W., Goodman, R.E., 1994. Estimating the block volumetric proportions of melanges and similar block-in-matrix rocks (bimrocks). Proc. 1st North American Rock Mechanics Symposium, Austin.
[9] Sonmez, H., Kasapoglu, K.E., Coskun, A., Tunusluoglu, C., Medley, E.W., Zimmerman, R.W., 2009. A conceptual empirical approach for the overall strength of unwelded bimrocks. Proc. The Regional Symposium of The International Society for Rock Mechanics, EUROCK 2009, Dubrovnik, Croatia,pp. 357–360.
[10] Lindquist, E.S., 1994. The Strength and Deformation Properties of Mélange (Ph.D. Thesis) University of California, Berkeley.
[11] Yuexiang Lin, Limin Peng, Mingfeng Lei, Xiang Wang and Chengyong Cao, Predicting the Mechanical Properties of Bimrocks with High Rock Block Proportions Based on Resonance Testing Technology and Damage Theory. Appl. Sci. 2019, 9, 3537; doi:10.3390/app9173537
[12] Junyoung Ko and Sangseom Jeong . A Study on Rock Mass Classifications and Tunnel Support Systems in Unconsolidated Sedimentary Rock. Sustainability 2017, 9, 573; doi:10.3390/su9040573.
[13] Sakurai, S. (1983). Displacement measurements associated with the design of underground openings. Proc. Int. Symp. Field Measurements in Geomechanics, Zurich 2, 1163-1178.
[14] Duncan Fama, M.E. (1993). Numerical modelling of yield zones in weak rocks. In Comprehensive rock engineering, (ed. J.A. Hudson) 2, 49-75. Pergamon, Oxford.
[15] Hoek, E., Carranza-Torres, C., Diederichs, M.S., Corkum, B., 2008. Integration of geotechnical and structural design in tunnelling. In: Proceedings University of Minnesota 56th Annual Geotechnical Engineering Conference, 29 February 2008. Minneapolis, pp. 1–53. Available for downloading at Hoek’s Corner at .
[16] Vlachopoulos, N., Diederichs, M.S., 2009. Improved Longitudinal Displacement Profiles for Convergence Confinement Analysis of Deep Tunnels. Rock Mech.& Rock Eng.. 42:2, 131-146.
[17] Hoek, E. and Marinos, P. 2000. Predicting Tunnel Squeezing. Tunnels and Tunnelling International. Part 1 – November 2000, Part 2 – December, 2000.
[18] Marinos. P, and Hoek, E. 2002. Estimating the geotechnical properties of heterogeneous rock masses such as flysch. Bulletin of the Engineering Geology & the Environment (IAEG). 60: 85-92.
[19] Marinos P., Marinos V., Hoek E. 2007. Geological Strength Index (GSI). A characterization tool for assessing engineering properties for rock masses. Published in: Underground works under special conditions, eds. Romana, Perucho & Olalla, 13-21. Lisbon: Taylor and Francis.
[20] Russo, G. 2007. Improving the reliability of GSI estimation: the integrated GSI-RMi system. ISRM Workshop Underground Works under Special Conditions, Madrid.
[21] Russo, G. 2009. A new rational method for calculating the GSI. Tunnelling and Underground Space Technology. 24, 103-111
[22] Hoek, E. Big Tunnel in bad Rock .Thirty-Sixth Karl Terzaghi Lecture. 726 / Journal of Geotechnical and Geoenvironmental Engineering / September 2001
[23] V. Marinos .The journal Environmental and Engineering Geoscience, Volume XVIII, Issue No. 4, on pages 327 to 341.
[24] Marinos P, Hoek E (2000) GSI: a geologically friendly tool for rock mass strength estimation. In: Proceedings of the GeoEng2000 at the international conference on geotechnical and geological engineering, Melbourne, Technomic publishers, Lancaster, pp 1422–14.
[25] Rocscience, 2009, RocSupport interaction and deformation analysis for tunnels in weak rock, Tutorial Manual. , Rocscience Inc., p. 77. -, 2014a, Phase2 Finite Element Analysis for Excavations and Slopes, version 8.0. Toronto, Ontario, Volume 2014, Rocscience Inc. -, 2014b, RocLab Rock Mass Strength Analysis Using the Generalized Hoek-Brown Failure Criterion, version 1.0. Toronto, Ontario, Volume 2014, Rocscience Inc. Rocsience, 2014, Phase2 v.8.0